Financial Services and Markets Authority

Results: 490



#Item
311Financial Conduct Authority / Financial Services Authority / Financial Services and Markets Act / Markets in Financial Instruments Directive / Economy of the United Kingdom / United Kingdom / Prudential Regulation Authority

Consultation Paper | ***FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2014-08-08 08:26:27
312Financial services / European Union / Financial regulation / Markets in Financial Instruments Directive / Conflict of interest / European Insurance and Occupational Pensions Authority / Collective investment scheme / Financial economics / Investment / Finance

Presentation on the conflicts of interest in sales of insurance-based investment products 24 June 2014 IRSG Meeting

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-07-17 05:45:38
313Financial economics / Investment / European Union law / Economy of the European Union / European Insurance and Occupational Pensions Authority / Markets in Financial Instruments Directive / Institutions for Occupational Retirement Provision Directive / Public–private partnership / Undertakings for Collective Investment in Transferable Securities Directives / European Union directives / Law / European Union

Ref. Ares[removed][removed]EUROPEAN COMMISSION Directorate General Internal Market and Services FINANCIAL INSTITUTIONS Insurance and pensions

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Source URL: eiopa.europa.eu

Language: English - Date: 2014-07-25 07:53:37
314Economics / Financial services / Financial markets / Hong Kong Monetary Authority / Asset allocation / Investment management / Portfolio / Foreign exchange market / Valuation / Financial economics / Finance / Investment

Reserves Management Reserves Management The Exchange Fund recorded an investment return of 2.7% in[removed]Despite the volatile global financial and investment environment, the

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Source URL: www.hkma.gov.hk

Language: English - Date: 2014-04-16 03:28:44
315Economics / Solvency II Directive / Financial capital / Finance / Late-2000s financial crisis / European Insurance and Occupational Pensions Authority / Financial services / Insurance / Own Risk and Solvency Assessment / Financial markets / Financial economics / Microeconomics

Ref. Ares[removed][removed]EUROPEAN COMMISSION Internal Market and Services DG Director-General

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Source URL: www.knf.gov.pl

Language: English - Date: 2012-12-21 07:43:54
316European Union law / Finance / Undertakings for Collective Investment in Transferable Securities Directives / Financial services / Funds / Markets in Financial Instruments Directive / European Securities and Markets Authority / Collective investment scheme / Financial economics / Investment / European Union directives

Questions and Answers Notification of UCITS and exchange of information between competent authorities 2012 | ESMA/428 Date: 9 July 2012

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-08-28 03:47:25
317Finance / Financial system / Stock market / Short selling / Economy of the United Kingdom / Financial Services Authority / Short / Markets in Financial Instruments Directive / Financial Services and Markets Act / Financial economics / Financial regulation / Financial markets

FSA[removed]SHORT SELLING REGULATION INSTRUMENT 2012 Powers exercised A.

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Source URL: media.fshandbook.info

Language: English - Date: 2012-10-30 11:00:12
318Funds / European Union law / Undertakings for Collective Investment in Transferable Securities Directives / Collective investment scheme / European Securities and Markets Authority / Regulatory compliance / Financial economics / Investment / Financial services

Guidelines for competent authorities and UCITS management companies Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS 2012 | ESMA[removed]

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-08-28 01:32:07
319European Union / Financial regulation / Markets in Financial Instruments Directive / Futures contract / Financial Services Authority / Derivative / Financial Services and Markets Act / Retirement annuity plan / Swap / Financial economics / Financial system / Finance

Microsoft Word - 2007_19.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
320Financial Services and Markets Act / Financial Services and Markets Tribunal / Merrill Lynch / Economy of the United Kingdom / United Kingdom / Financial Services Authority

Financial Services Authority FINAL NOTICE To:

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Source URL: www.fsa.gov.uk

Language: English - Date: 2011-12-05 23:57:25
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